DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trademark Capital Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grant Patrick Parker | State Farm Investment Management Corp. asset manager | Trademark Capital Management Inc. independent RIA | Other | Apr 14, 2026 | Apr 21, 2026 |
| Joel J Fernando | Baobab Financial Advisory LLC unclassified | Trademark Capital Management Inc. mixed wealth | Other | Mar 20, 2024 | Feb 20, 2026 (702 d) |
| Joseph Glenn Maxey | Zacks Investment Management, Inc. mixed wealth | Trademark Capital Management Inc. mixed wealth | RIA to RIA | Dec 6, 2022 | Nov 22, 2022 |
Page 1 of 1
3 moves match.