DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Jag Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Gregory Sindelar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Jag Advisors other | Other | Jun 12, 2012 | Jun 14, 2012 |
| Julie A Prinkey | Planmember Securities Corporation other | Jag Advisors other | Other | Jan 18, 2011 | Jan 31, 2011 |
| David Joseph Patritti | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Jag Advisors other | Other | Dec 10, 2008 | Dec 19, 2008 |
| Sandra Jean Shotwell-Cain | Christian Brothers Investment Services, Inc. other | Jag Advisors other | Other | Jun 21, 2004 | Jun 9, 2003 |
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4 moves match.