DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rachel Anne Kowalczyk | Balasa Dinverno Foltz LLC other | Mariner Wealth Advisors other | Other | Dec 21, 2017 | Jan 30, 2018 (40 d) |
| Patrick Michael Shaw | J.P. Morgan Securities LLC wirehouse | Mariner Wealth Advisors other | Other | Sep 21, 2016 | Sep 12, 2016 |
| Patrick A Kimbrough | Avantax Advisory Services other | Mariner Wealth Advisors other | Other | Sep 12, 2016 | Sep 30, 2016 |
| Jesse Joseph Szlaga | Ofm Wealth other | Mariner Wealth Advisors no RAUM | Other | Oct 30, 2015 | Nov 11, 2015 |
| Keith Andrew Plywaczynski | Capstone Financial Advisors Inc other | Mariner Wealth Advisors no RAUM | Other | Sep 10, 2015 | Sep 4, 2015 |
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5 moves match.