DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Management Solutions
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Wilkins | Wealthfd independent RIA | Wealth Management Solutions independent RIA | RIA to RIA | Jul 5, 2022 | Jul 5, 2022 |
| Martin Llewellyn Hopkins | Hopkins Investment Management, LLC. independent RIA | Wealth Management Solutions independent RIA | RIA to RIA | Jul 20, 2021 | Jul 1, 2021 |
| John Clark Sullivan | Mercer Global Advisors Inc. independent RIA | Wealth Management Solutions independent RIA | RIA to RIA | Oct 16, 2019 | Nov 21, 2019 (36 d) |
| Markku Taneli Happonen | LPL Financial LLC other | Wealth Management Solutions no RAUM | Other | May 15, 2013 | Nov 6, 2015 (905 d) |
Page 1 of 1
4 moves match.