DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Quint Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jorge Luis Taverasurena | Quartz Partners Investment Management independent RIA | Quint Capital Management mixed wealth | RIA to RIA | Jun 11, 2026 | Jun 10, 2026 |
| David Edward Achzet | Dominari Securities LLC independent RIA | Quint Capital Management independent RIA | RIA to RIA | May 4, 2023 | Apr 5, 2024 (337 d) |
| Steven Marc Heinowitz | Wellington Shields & Co., LLC independent RIA | Quint Capital Management independent RIA | RIA to RIA | Jan 19, 2022 | Jan 18, 2022 |
| Anthony Gerrard Giordano | Wells Fargo Advisors wirehouse | Quint Capital Management independent RIA | Wirehouse to independent RIA | Oct 14, 2021 | Oct 14, 2021 |
| Lisa Mari Snyderman | Westport Capital Markets, LLC mixed wealth | Quint Capital Management independent RIA | RIA to RIA | Sep 1, 2020 | Jun 23, 2022 (660 d) |
| William Mcconville | Vanderbilt Advisory Services BD affiliated | Quint Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2019 | Mar 21, 2022 (903 d) |
| Kurt Stein | B. Riley Wealth Advisors, Inc. BD affiliated | Quint Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2019 | Jul 26, 2019 (128 d) |
| James Kingsley Lombardo | Petersen Investments, Inc. unclassified | Quint Capital Management independent RIA | Other | Jan 7, 2019 | May 8, 2019 (121 d) |
| Patrick J Considine | Citigroup Global Markets Inc. BD affiliated | Quint Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2018 | Sep 27, 2018 |
| Kevin Royce Oarr | Kyur, Inc. no RAUM | Quint Capital Management independent RIA | Other | Jun 5, 2017 | Nov 30, 2017 (178 d) |
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10 moves match.