DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Advocate Investing Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Riley David Ahlquist | Equitable Advisors, LLC national BD | Advocate Investing Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2026 | Apr 23, 2026 |
| Frederick Arthur Thoms | LPL Financial LLC other | Advocate Investing Services independent RIA | Other | Jan 18, 2017 | Aug 8, 2016 |
| John Russell Funderburk | LPL Financial LLC other | Advocate Investing Services independent RIA | Other | Jan 18, 2017 | Aug 23, 2016 |
| Richard Thomas Andrews | Valic Financial Advisors, Inc. other | Advocate Investing Services independent RIA | Other | May 11, 2005 | Aug 2, 2016 (4101 d) |
| Joseph Raymond Gallagher | Strategic Advisers LLC national BD | Advocate Investing Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2005 | Jan 4, 2016 (3940 d) |
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5 moves match.