DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sevenbridge Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Evan Michael ShileyCambridge Investment Research Advisors, Inc. BD affiliatedSevenbridge Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2025Apr 22, 2025
Christopher Alan CasselRkl Private Wealth independent RIASevenbridge Financial Group, LLC independent RIARIA to RIAMay 17, 2019Jun 6, 2019
Charles Ronald EberlyWells Fargo Advisors wirehouseSevenbridge Financial Group, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 3, 2015Aug 28, 2015
Michael Charles McconahyWells Fargo Advisors wirehouseSevenbridge Financial Group, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 3, 2015Aug 27, 2015
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4 moves match.