DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sevenbridge Financial Group, LLC
Latest filing Sep 14, 2026
First filing on the tape Aug 4, 2015 · 41 filings
SEC status approved since Aug 24, 2015
RAUM
$731M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$700M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$244M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$731M as of Feb 26, 2026
Mar 31, 2016$188M then
HNW client RAUM$557M as of Feb 26, 2026
Jan 25, 2018$167M then
State-registered IARs (5.B.3)3 as of Feb 26, 2026
Mar 31, 20163 then
Employees (5.A)6 as of Feb 26, 2026
Mar 31, 20165 then
Private funds: no history
RAUM +15% over the last fiscal year+18% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $244MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 134derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $655,073derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -21%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $203M, 34 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$557M76%
- Individuals$143M20%
- Corporations and businesses$11.4M1.6%
- Charitable organizations$10.8M1.5%
- Pension and profit-sharing plans$8.6M1.2%
- Individual clients
- 262reported
- HNW clients
- 139reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,116reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $203M for 34 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Ronald Eberly | Harrisburg, Pa | Aug 28, 2015 | 33 y | 1 |
| Justin Ferraccio | Greenwood Village, Co | Jun 15, 2021 | 10 y | 0 |
| Evan Michael ShileyCertified Financial Planner | Harrisburg, Pa | Apr 22, 2025 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Christopher Alan Cassel to Apollon Wealth Management, LLCSep 24, 2021 · RIA to RIA
- Clinton G. Smith to Apollon Wealth Management, LLCSep 24, 2021 · RIA to RIA
- Michael Charles Mcconahy to Almanack Investment PartnersMay 13, 2016 · Other
Joined, latest
- Evan Michael Shiley from Cambridge Investment Research Advisors, Inc.Apr 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- Christopher Alan Cassel from Rkl Private WealthJun 6, 2019 · RIA to RIA
- Charles Ronald Eberly from Wells Fargo AdvisorsAug 28, 2015 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Michael Charles Mcconahy from Wells Fargo AdvisorsAug 27, 2015 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Apollon Wealth Management, LLCSep 24, 2021 · Harrisburg, Pa
- 2 joined from Wells Fargo AdvisorsSep 3, 2015 · Lemoyne, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Lawrence Defluri · Managing Partnercontrolsince 08/2015 · owns less than 5%
- Ronald Charles Eberly · Managing Partnercontrolsince 08/2015 · owns less than 5%
- John Lawrence Defluri · Managing Membercontrolsince 10/2018 · owns 50% to 75% of 7b Holdings, LLC
- Ronald Charles Eberly · Managing Membercontrolsince 10/2018 · owns 50% to 75% of 7b Holdings, LLC
- Williams Porscha Savage · Chief Compliance Officersince 01/2024 · owns less than 5%
Entity owners
- Sevenbridge Financial Holdings, LLC · Holding Companydirect · owns 75% or more
- 7b Holdings, LLC · Managing Memberindirect · owns 75% or more of Sevenbridge Financial Holdings, LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Harrisburg, Pa · principal | 3 | 0 | 0 | ||
| Greenwood Village, Co | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Feb 26, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $633,441,344 to $731,061,433, advisors 2 to 3, private clients 510 to 401, offices 1 to 1 (2025-04-29 to 2026-02-26)peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Feb 26, 2026 to Sep 14, 2026
- Related adviser · false to unsetFeb 26, 2026 to Sep 14, 2026
- Related bank · false to unsetFeb 26, 2026 to Sep 14, 2026
- Related broker-dealer · false to unsetFeb 26, 2026 to Sep 14, 2026
- Related insurance company · false to unsetFeb 26, 2026 to Sep 14, 2026
- Succession · false to unsetFeb 26, 2026 to Sep 14, 2026
- Accounts · 1,166 to 1,116Apr 29, 2025 to Feb 26, 2026
- Advisory employees · 2 to 3Apr 29, 2025 to Feb 26, 2026
- HNW clients · 179 to 139Apr 29, 2025 to Feb 26, 2026
- Individual clients · 331 to 262Apr 29, 2025 to Feb 26, 2026
- Assets in custody · unset to 203486866.0Apr 29, 2025 to Feb 26, 2026
- Custody of client assets · false to trueApr 29, 2025 to Feb 26, 2026
- Employees · 5 to 6Apr 29, 2025 to Feb 26, 2026
- State-registered IARs · 2 to 3Apr 29, 2025 to Feb 26, 2026
- Discretionary RAUM · $633M to $731MApr 29, 2025 to Feb 26, 2026
- HNW RAUM · $489M to $557MApr 29, 2025 to Feb 26, 2026
- Individual RAUM · $125M to $143MApr 29, 2025 to Feb 26, 2026
- Pension RAUM · unset to 8635571.0Apr 29, 2025 to Feb 26, 2026
- RAUM · $633M to $731MApr 29, 2025 to Feb 26, 2026
- Accounts · 1,049 to 1,166Feb 11, 2025 to Apr 29, 2025
- Advisory employees · 3 to 2Feb 11, 2025 to Apr 29, 2025
- Charity clients · 5.0 to unsetFeb 11, 2025 to Apr 29, 2025
- HNW clients · 111 to 179Feb 11, 2025 to Apr 29, 2025
- Individual clients · 276 to 331Feb 11, 2025 to Apr 29, 2025
- Employees · 6 to 5Feb 11, 2025 to Apr 29, 2025
- Financial planning clients · 251-500 to 251-500Feb 11, 2025 to Apr 29, 2025
- State-registered IARs · 3 to 2Feb 11, 2025 to Apr 29, 2025
- Discretionary RAUM · $552M to $633MFeb 11, 2025 to Apr 29, 2025
- HNW RAUM · $410M to $489MFeb 11, 2025 to Apr 29, 2025
- Individual RAUM · $94.1M to $125MFeb 11, 2025 to Apr 29, 2025
- Pension RAUM · 8400000.0 to unsetFeb 11, 2025 to Apr 29, 2025
- RAUM · $552M to $633MFeb 11, 2025 to Apr 29, 2025
- Accounts · 951 to 1,049Jul 28, 2023 to Feb 20, 2024
- Individual clients · 270 to 276Jul 28, 2023 to Feb 20, 2024
- Employees · 5 to 6Jul 28, 2023 to Feb 20, 2024
- Discretionary RAUM · $444M to $552MJul 28, 2023 to Feb 20, 2024
- HNW RAUM · $320M to $410MJul 28, 2023 to Feb 20, 2024
- Individual RAUM · $83.2M to $94.1MJul 28, 2023 to Feb 20, 2024
- Pension RAUM · unset to 8400000.0Jul 28, 2023 to Feb 20, 2024
- RAUM · $444M to $552MJul 28, 2023 to Feb 20, 2024
Signals
1 dated events
- Sevenbridge Financial Group, Llc filed its initial SEC registration (Form ADV)Aug 4, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@sevenbridgefinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- patty@sevenbridgefinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- psavage@sevenbridgefinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 717-775-8660reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 717-775-8661reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 720-799-1790reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/6607444reportedpublic record, Form ADV, Sep 17, 2026
- Website
- SEVENBRIDGEFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (717) 775-8661reportedpublic record, Form ADV, Sep 14, 2026
- Contact form
- sevenbridgefinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- sevenbridgefinancial.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $244Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026