DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Keeney Financial Group Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyler Jones MilesSfg Wealth Management independent RIAKeeney Financial Group Inc. independent RIARIA to RIAJun 30, 2022Aug 2, 2022 (33 d)
Christina Lynn WhiteVoya Financial Advisors, Inc. BD affiliatedKeeney Financial Group Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 27, 2021Feb 2, 2021
Ryan QuinnFederated Global Investment Management Corp. asset managerKeeney Financial Group Inc. independent RIAOtherDec 31, 2018Nov 17, 2020 (687 d)
John Patrick KeeneyLPL Financial LLC otherKeeney Financial Group Inc. no RAUMOtherNov 19, 2015Nov 13, 2015
Donald Wayne FergusonLPL Financial LLC otherKeeney Financial Group Inc. no RAUMOtherNov 19, 2015Nov 21, 2015
Lena Marian NebelLPL Financial LLC otherKeeney Financial Group Inc. no RAUMOtherNov 19, 2015Nov 21, 2015
Caitlin Elizabeth DouglasLPL Financial LLC otherKeeney Financial Group Inc. no RAUMOtherNov 19, 2015Nov 13, 2015
Kristian Idar AlbornozLPL Financial LLC otherKeeney Financial Group Inc. no RAUMOtherNov 19, 2015Nov 21, 2015
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8 moves match.