RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• Q••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Apr 29, 2025 · Tyson Corner, Va
- K••••• F•••••••• G•••• I••• formerNov 17, 2020 to May 14, 2021 · Columbia, Md
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerOct 7, 2016 to Dec 31, 2018 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerAug 22, 2016 to Mar 9, 2020 · Boston, Ma
- F•••••••• I••••••••• C••••••••• institutionalAug 17, 2016 to Mar 9, 2020 · Pittsburgh, Pa
- F•••••••• S••••••••• C•••• no RAUMAug 17, 2016 to Mar 9, 2020 · Pittsburgh, Pa
- K••••• F•••••••• G•••• I••• to S••••• W••••• A•••••••• I•••left May 14, 2021, registered Apr 29, 2025 (1446 days) · Other
- F•••••••• S••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Mar 9, 2020, registered Aug 22, 2016 (-1295 days) · channel change inside one enterprise, not a move
- F•••••••• I••••••••• C••••••••• to F•••••••• S••••••••• C••••left Mar 9, 2020, registered Aug 17, 2016 (-1300 days) · channel change inside one enterprise, not a move
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••left Mar 9, 2020, registered Oct 7, 2016 (-1249 days) · channel change inside one enterprise, not a move
- F•••••••• G••••• I••••••••• M••••••••• C•••• to K••••• F•••••••• G•••• I•••left Dec 31, 2018, registered Nov 17, 2020 (687 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address