DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nobles & Richards Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christian Alexander Rubio | Charles Schwab & Co., Inc. national BD | Nobles & Richards Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 27, 2025 | Aug 10, 2026 (409 d) |
| Joy Catherine Martinsen | Fourstar Wealth Advisors, LLC independent RIA | Nobles & Richards Advisors, LLC state registered | RIA to a state-registered adviser | Feb 11, 2025 | Jan 24, 2025 |
| John Richard Ryer | Foundations Investment Advisors LLC independent RIA | Nobles & Richards Advisors, LLC state registered | RIA to a state-registered adviser | Oct 4, 2024 | Jul 1, 2026 (635 d) |
| Cipriano Miguel Gomez | Vanguard Advisers, Inc. BD affiliated | Nobles & Richards Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 31, 2024 | Jan 14, 2026 (714 d) |
| Liam Patrick Coll | Fidelity Personal And Workplace Advisors BD affiliated | Nobles & Richards Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 25, 2022 | Jul 1, 2026 (1314 d) |
| Carlton Case Ellis | Independent Financial Group, LLC other | Nobles & Richards Advisors, LLC state registered | Other | May 24, 2010 | May 2, 2024 (5092 d) |
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6 moves match.