DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Guide Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Austin Douglas Dean | Hornor, Townsend & Kent, LLC BD affiliated | Guide Advisors, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2020 | Apr 30, 2020 |
| Randall E Davey | Park Avenue Securities LLC other | Guide Advisors, Inc. no RAUM | Other | Feb 8, 2017 | Apr 11, 2017 (62 d) |
| Jonathan Andrew Heras | Park Avenue Securities LLC other | Guide Advisors, Inc. no RAUM | Other | Aug 26, 2016 | Sep 7, 2016 |
| Kristine Beth Geer | Park Avenue Securities LLC other | Guide Advisors, Inc. no RAUM | Other | Dec 18, 2015 | Mar 24, 2016 (97 d) |
| Ronald Lee Geer | Park Avenue Securities LLC other | Guide Advisors, Inc. no RAUM | Other | Nov 16, 2015 | Nov 16, 2015 |
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5 moves match.