DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•••• A•••••••• I•••

No RAUM reportedBothell, WashingtonCRD 281828SEC 801-135026websiteIAPD
Latest filing Sep 17, 2026
First filing on the tape Jan 19, 2026 · 5 filings
SEC status approved since Jan 6, 2026
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$0 as of Aug 24, 2026
Jan 19, 2026$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Aug 24, 2026
Jan 19, 20265 then
Employees (5.A)5 as of Aug 24, 2026
Jan 19, 20265 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived5 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R••••• L•• G•••Bothell, WaNov 16, 201530 y4
K••••••• B••• G•••Certified Financial PlannerBothell, WaMar 24, 201611 y1
J••••••• A••••• H••••Bothell, Wa Sep 7, 201616 y2
R•••••• E• D••••Mesa, Az Apr 11, 201723 y1
T••• M•••••• S••••San Diego, Ca Mar 13, 202418 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • G•••• K•••••••• B••• · Co-Founder/Chief Compliance Officercontrol
    since 01/2021 · owns 50% to 75%
  • G•••• R•••••• L•• · Co-Foundercontrol
    since 10/1996 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Bothell, Wa · principal500
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 0.0 to unset
    Aug 24, 2026 to Sep 14, 2026
  • Financial planning clients · 0 to 0
    Aug 24, 2026 to Sep 14, 2026
  • Discretionary RAUM · 0.0 to unset
    Aug 24, 2026 to Sep 14, 2026
  • Non-discretionary RAUM · 0.0 to unset
    Aug 24, 2026 to Sep 14, 2026
  • RAUM · 0.0 to unset
    Aug 24, 2026 to Sep 14, 2026
  • Succession · false to unset
    Aug 24, 2026 to Sep 14, 2026
Signals
2 dated events
  • A••••• D•••••• D••• left G•••• A•••••••• I••• for L••• S••••• A•••••••• L•• (registered 2022-05-16)
    May 17, 2022 · Advisor changed firm · fact
  • S•••••• M•••••• W••••• left G•••• A•••••••• I••• for I•••••••• A•••••••• L•• (registered 2024-02-06)
    Jan 3, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/guideadvisorsreportedpublic record, Form ADV, Sep 18, 2026
Website
guideadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
206-486-2477reportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026