DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cirrus Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maddalena Maria Parks | RBC Capital Markets, LLC national BD | Cirrus Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2020 | Oct 30, 2020 |
| Christopher Robert Peck | Alliancebernstein L.P. other | Cirrus Wealth Management independent RIA | Other | Aug 13, 2019 | Mar 23, 2021 (588 d) |
| Laura Sternheimer | Rehmann Wealth other | Cirrus Wealth Management no RAUM | Other | Jul 6, 2016 | Mar 9, 2016 |
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3 moves match.