DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hurlow Wealth Management Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dawnetta Rae Cooper | Charles Schwab & Co., Inc. national BD | Hurlow Wealth Management Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2023 | May 22, 2023 |
| Theresa Claire Kest | Jackson, Grant Investment Advisers, Inc. independent RIA | Hurlow Wealth Management Group, Inc. independent RIA | RIA to RIA | Mar 14, 2021 | Mar 21, 2021 |
| John Charles Hurlow | Wells Fargo Advisors wirehouse | Hurlow Wealth Management Group, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 3, 2016 | May 3, 2016 |
| Michael John Carson | Wells Fargo Advisors wirehouse | Hurlow Wealth Management Group, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 3, 2016 | May 2, 2016 |
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4 moves match.