DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J••••••• G•••• I••••••••• A•••••••• I•••
Latest filing Jan 2, 2026
First filing on the tape Jan 23, 2012 · 34 filings
SEC status approved since Feb 12, 1999
RAUM
$578M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$578M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$144M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$578M as of Jan 2, 2026
Jan 23, 2012$102M then
HNW client RAUM$572M as of Jan 2, 2026
Mar 21, 2018$295M then
State-registered IARs (5.B.3)4 as of Jan 2, 2026
Jan 23, 20120 then
Employees (5.A)8 as of Jan 2, 2026
Jan 3, 20138 then
Private funds: no history
RAUM +16% over the last fiscal year+11% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Jan 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $144MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.6MderivedHNW RAUM over HNW clients
- Average account
- $6.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$572M99%
- Individuals$6.0M1.0%
- Individual clients
- 8reported
- HNW clients
- 86reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 94reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• J• J•••• | Stamford, Ct | Sep 30, 1993 | 37 y | 0 |
| M•••••• T••••••• | Stamford, Ct | Oct 15, 2013 | 22 y | 0 |
| R••••• T• C•••••• | Stamford, Ct | Apr 3, 2014 | 19 y | 0 |
| R••• V• F•••• | Stamford, Ct | Aug 19, 2019 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- S•••• J•••• B•••••• to F•••• P••••••• W•••••• L••Aug 27, 2025 · RIA to RIA
- T•••••• C••••• K••• to H••••• W••••• M••••••••• G••••• I•••Mar 14, 2021 · RIA to RIA
- A••••• W••• M•••••• to C•••••• G•••• • C• I••Dec 21, 2018 · RIA to affiliated broker-dealer or bank
- S•••• V•••• to J••• M••••• S••••••••• L••Aug 17, 2016 · Other
- T•••• A•• P•••••• to P•••••• A•••••• G••••• L••Jun 22, 2013 · Other
Joined, latest
- T•••• A•• P•••••• from M••••• S••••••Apr 16, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••• J• J•••• · President/Chief Compliance Officercontrolsince 02/1992 · owns 75% or more
- C••••••• R•••••• T• · Senior Vice Presidentsince 01/2023 · owns less than 5%
- T•••••••• M•••••• · Senior Vice Presidentsince 12/2021 · owns less than 5%
- V•• R•••••• D•••••• H•••• · Senior Vice Presidentsince 04/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stamford, Ct · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Jan 3, 2025 to Jan 2, 2026
- HNW clients · 82 to 86Jan 3, 2025 to Jan 2, 2026
- Individual clients · 12 to 8Jan 3, 2025 to Jan 2, 2026
- Employees · 11 to 8Jan 3, 2025 to Jan 2, 2026
- Insurance-licensed employees · 5 to 0Jan 3, 2025 to Jan 2, 2026
- State-registered IARs · 5 to 4Jan 3, 2025 to Jan 2, 2026
- Discretionary RAUM · $499M to $578MJan 3, 2025 to Jan 2, 2026
- HNW RAUM · $492M to $572MJan 3, 2025 to Jan 2, 2026
- Individual RAUM · $7.2M to $6.0MJan 3, 2025 to Jan 2, 2026
- RAUM · $499M to $578MJan 3, 2025 to Jan 2, 2026
- HNW clients · 84 to 82May 14, 2024 to Jan 3, 2025
- Individual clients · 10 to 12May 14, 2024 to Jan 3, 2025
- Financial planning clients · 51-100 to 51-100May 14, 2024 to Jan 3, 2025
- Discretionary RAUM · $462M to $499MMay 14, 2024 to Jan 3, 2025
- HNW RAUM · $455M to $492MMay 14, 2024 to Jan 3, 2025
- Individual RAUM · $6.7M to $7.2MMay 14, 2024 to Jan 3, 2025
- RAUM · $462M to $499MMay 14, 2024 to Jan 3, 2025
- Accounts · 99 to 94Feb 5, 2023 to Feb 14, 2024
- HNW clients · 86 to 84Feb 5, 2023 to Feb 14, 2024
- Individual clients · 13 to 10Feb 5, 2023 to Feb 14, 2024
- Discretionary RAUM · $422M to $462MFeb 5, 2023 to Feb 14, 2024
- HNW RAUM · $413M to $455MFeb 5, 2023 to Feb 14, 2024
- Individual RAUM · $8.7M to $6.7MFeb 5, 2023 to Feb 14, 2024
- RAUM · $422M to $462MFeb 5, 2023 to Feb 14, 2024
- Accounts · 98 to 99Jan 11, 2022 to Jan 21, 2023
- HNW clients · 88 to 86Jan 11, 2022 to Jan 21, 2023
- Individual clients · 10 to 13Jan 11, 2022 to Jan 21, 2023
- Financial planning clients · 11-25 to 51-100Jan 11, 2022 to Jan 21, 2023
- Discretionary RAUM · $494M to $422MJan 11, 2022 to Jan 21, 2023
- HNW RAUM · $488M to $413MJan 11, 2022 to Jan 21, 2023
- Individual RAUM · $6.7M to $8.7MJan 11, 2022 to Jan 21, 2023
- RAUM · $494M to $422MJan 11, 2022 to Jan 21, 2023
- HNW clients · 92 to 88Jan 7, 2022 to Jan 11, 2022
- Individual clients · 6 to 10Jan 7, 2022 to Jan 11, 2022
- HNW RAUM · $491M to $488MJan 7, 2022 to Jan 11, 2022
- Individual RAUM · $3.0M to $6.7MJan 7, 2022 to Jan 11, 2022
- HNW clients · 87 to 92Jun 21, 2021 to Jan 7, 2022
- Individual clients · 11 to 6Jun 21, 2021 to Jan 7, 2022
- Discretionary RAUM · $407M to $494MJun 21, 2021 to Jan 7, 2022
- HNW RAUM · $402M to $491MJun 21, 2021 to Jan 7, 2022
Signals
2 dated events
- S•••• J•••• B•••••• left J••••••• G•••• I••••••••• A•••••••• I••• for F•••• P••••••• W•••••• L•• (registered 2025-09-03)Aug 27, 2025 · a•••••• firm change · fact
- J••••••• G•••• I••••••••• A•••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 3, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/jackson-grant-investment-adviser-inc-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-322-1198reportedpublic record, Form ADV, Jan 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $144Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026