DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nicholas Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bailey Alexander WoodsGoldman Sachs Wealth Services, L.P. BD affiliatedNicholas Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2025Sep 11, 2025
Kristie IngleEdward Jones national BDNicholas Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2023Jul 20, 2023 (119 d)
David Alexis NicholasTriumph Wealth Advisors, Inc. independent RIANicholas Wealth Management independent RIARIA to RIAJan 7, 2022May 10, 2016
Craig Jeffrey JenningsSecurities America Advisors, Inc. BD affiliatedNicholas Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2020Feb 14, 2020
Aaron William GainesEdward Jones national BDNicholas Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 26, 2019Jul 25, 2019 (121 d)
Page 1 of 1
5 moves match.