DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Enlightened Finance LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Joseph EliasSchechter Investment Advisors, LLC independent RIAEnlightened Finance LLC independent RIARIA to RIAJul 11, 2025Aug 24, 2018
Edward Anthony BailsAe Wealth Management, LLC BD affiliatedEnlightened Finance LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2021Oct 6, 2021
Gerald Lee KaneTrustee Empowerment & Protection, Inc. otherEnlightened Finance LLC independent RIAOtherSep 4, 2018May 7, 2018
Steven BanklerTrustee Empowerment & Protection, Inc. otherEnlightened Finance LLC independent RIAOtherSep 4, 2018Jul 6, 2018
Gina Elizabeth ValorzTrustee Empowerment & Protection, Inc. otherEnlightened Finance LLC independent RIAOtherSep 4, 2018Jul 6, 2018
Thomas J. DelpupTrustee Empowerment & Protection, Inc. independent RIAEnlightened Finance LLC independent RIARIA to RIAJun 27, 2018May 9, 2018
Alexander Lloyd MartinTrustee Empowerment & Protection, Inc. otherEnlightened Finance LLC independent RIAOtherMay 31, 2016Jun 6, 2016
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7 moves match.