DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hilltop Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth D. Stancil | Vanguard Advisers, Inc. BD affiliated | Hilltop Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Jun 9, 2026 (55 d) |
| Charles Alexander Rankin | Edward Jones national BD | Hilltop Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2025 | Jan 17, 2025 |
| Katherine Grace Bublitz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hilltop Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | Feb 15, 2023 | Oct 12, 2023 (239 d) |
| Curtis Randall Byrd | Fulbright Financial Consulting, Pa state registered | Hilltop Wealth Advisors, LLC independent RIA | Other | Dec 21, 2018 | Jan 10, 2019 |
| Russell Stephen Eriksen | Ameriprise Financial Services, LLC national BD | Hilltop Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 10, 2016 | Apr 29, 2016 |
| Christopher Todd Hostetler | Ameriprise Financial Services, LLC national BD | Hilltop Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 4, 2016 | Apr 29, 2016 |
| David Christopher Wise | Ameriprise Financial Services, LLC national BD | Hilltop Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 4, 2016 | Apr 29, 2016 |
| Benjamin Richard Yeager | Ameriprise Financial Services, LLC national BD | Hilltop Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 3, 2016 | Apr 29, 2016 |
Page 1 of 1
8 moves match.