DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Landolt Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Matthew LeismanMoloney Securities Asset Management LLC BD affiliatedLandolt Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2025Nov 24, 2025
Justin SeurerRBC Capital Markets, LLC national BDLandolt Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2025Feb 23, 2026 (157 d)
Jason Edward SeurerThe Wealth Protection Group, LLC unclassifiedLandolt Securities, Inc. independent RIAOtherJan 20, 2021Jan 1, 2025 (1442 d)
Nathan R DerksIc Advisory Services, Inc. otherLandolt Securities, Inc. independent RIAOtherSep 6, 2017Sep 7, 2017
Giuseppe Del VecchioFifth Third Securities, Inc. otherLandolt Securities, Inc. independent RIAOtherJun 16, 2017Jul 6, 2017
Frank J BodiSb Advisory, LLC otherLandolt Securities, Inc. independent RIAOtherJan 3, 2017Jul 11, 2017 (189 d)
Paul Nicholas BehnkeM&I Financial Advisors, Inc. no RAUMLandolt Securities, Inc. independent RIAOtherMar 30, 2010Apr 5, 2010
Martin Lauri YokosawaOberweis Asset Management Inc otherLandolt Securities, Inc. independent RIAOtherAug 7, 2009Oct 31, 2008
Scott Whitney TurnerGreat Lakes Advisors, LLC otherLandolt Securities, Inc. independent RIAOtherDec 18, 2006Apr 19, 2010 (1218 d)
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9 moves match.