DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wellspring Planning Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Patrick Callahan | Tlg Advisors, Inc. BD affiliated | Wellspring Planning Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 2, 2024 | Jul 16, 2019 |
| John Stanford Adams | Wellspring Wealth Management LLC other | Wellspring Planning Group LLC state registered | Other | Jun 17, 2016 | Jun 28, 2016 |
| Joel Shelburn Tremmel | LPL Financial LLC other | Wellspring Planning Group LLC state registered | Other | Dec 31, 2014 | Dec 7, 2016 (707 d) |
| Gregory Allen Raabe | LPL Financial LLC other | Wellspring Planning Group LLC state registered | Other | Dec 18, 2009 | Jun 14, 2016 (2370 d) |
| Byron Lane Thorsen | LPL Financial LLC other | Wellspring Planning Group LLC state registered | Other | Dec 18, 2009 | May 25, 2016 (2350 d) |
| Brian Clifford Friedman | LPL Financial LLC other | Wellspring Planning Group LLC state registered | Other | Dec 18, 2009 | Jun 27, 2016 (2383 d) |
| Stephen Thomas Herlihy | LPL Financial LLC other | Wellspring Planning Group LLC state registered | Other | Dec 18, 2009 | Jul 13, 2016 (2399 d) |
| Dennis Ray Wright | LPL Financial LLC other | Wellspring Planning Group LLC state registered | Other | Dec 18, 2009 | Jun 14, 2016 (2370 d) |
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8 moves match.