DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tc Wealth Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kelly Wiley | Brookstone Capital Management LLC independent RIA | Tc Wealth Partners, LLC independent RIA | RIA to RIA | Sep 16, 2020 | Sep 30, 2020 |
| Evan Serwinski | Charles Schwab & Co., Inc. national BD | Tc Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2019 | Aug 2, 2019 |
| Kyle Buffo | Americana Financial Planning LLC unclassified | Tc Wealth Partners, LLC other | Other | Nov 16, 2017 | Feb 6, 2018 (82 d) |
| Gregory Scott Aagaard | Elkhorn Investments other | Tc Wealth Partners, LLC no RAUM | Other | Aug 8, 2016 | Sep 29, 2016 (52 d) |
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4 moves match.