DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Brightplan LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cody Michael EmersonAmeriprise Financial Services, LLC national BDBrightplan LLC no RAUMOtherJan 30, 2024Oct 9, 2024 (253 d)
Luis Manuel AmatoAdero Partners, LLC independent RIABrightplan LLC no RAUMOtherJun 23, 2023Oct 1, 2024 (466 d)
Chantal Mukai HerseyFinancial Zen independent RIABrightplan LLC independent RIARIA to RIAMar 1, 2023Feb 6, 2023
Daniel S LeePlancorp, LLC independent RIABrightplan LLC independent RIARIA to RIAAug 10, 2021Aug 24, 2021
Haleigh Rose AlbersPlancorp, LLC independent RIABrightplan LLC independent RIARIA to RIAApr 16, 2021Jun 8, 2021 (53 d)
Joan Christine GonzalezWinslow, Evans & Crocker, Inc. BD affiliatedBrightplan LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 24, 2019Oct 6, 2021 (927 d)
James Michael MitchellFidelity Personal And Workplace Advisors BD affiliatedBrightplan LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2018Aug 24, 2021 (1091 d)
Michael Harris WoodsCypress Point Capital Management, LLC otherBrightplan LLC no RAUMOtherFeb 1, 2016Aug 18, 2016 (199 d)
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8 moves match.