DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stratos Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charis Ivana Jones | Hightower Advisors, LLC BD affiliated | Stratos Investment Management, LLC asset manager | Other | Sep 12, 2025 | Oct 7, 2025 |
| Malcolm Emerson Polley | Stewart Capital Advisors, LLC other | Stratos Investment Management, LLC asset manager | Other | Jan 4, 2024 | Jan 8, 2024 |
| John Leland Nichol | Federated Investment Counseling institutional | Stratos Investment Management, LLC independent RIA | Other | Dec 17, 2019 | Feb 3, 2021 (414 d) |
| Chad Roope | Valmark Advisers, Inc. other | Stratos Investment Management, LLC no RAUM | Other | Aug 24, 2016 | Aug 25, 2016 |
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4 moves match.