DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Silicon Private Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Coe Verbica | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Silicon Private Wealth, LLC independent RIA | Wirehouse to independent RIA | Feb 4, 2020 | Aug 10, 2020 (188 d) |
| Richard Charles Mordesovich | Bakeravenue other | Silicon Private Wealth, LLC independent RIA | Other | Feb 7, 2018 | Feb 9, 2018 |
| Anthony Caruso | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Silicon Private Wealth, LLC independent RIA | Wirehouse to independent RIA | Sep 6, 2016 | Sep 6, 2016 |
| Patricia Gail Williams | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Silicon Private Wealth, LLC independent RIA | Wirehouse to independent RIA | Jan 4, 2016 | Jul 13, 2016 (191 d) |
Page 1 of 1
4 moves match.