DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at C2c Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louis Frank Cheregotis | Wells Fargo Advisors wirehouse | C2c Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Apr 4, 2018 | Apr 6, 2018 |
| Lance Shigeo Ichikawa | Concert Wealth Management other | C2c Wealth Management, LLC other | Other | Oct 2, 2017 | Jun 1, 2017 |
| Louis Anthony Della Valle | LPL Financial LLC other | C2c Wealth Management, LLC other | Other | Nov 30, 2016 | Nov 9, 2016 |
| Maureen (Nmn) Mackowski | Osaic Fa, Inc. other | C2c Wealth Management, LLC other | Other | Nov 21, 2016 | Nov 15, 2016 |
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4 moves match.