DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at One Day In July LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Francis Barry | Wells Fargo Advisors wirehouse | One Day In July LLC independent RIA | Wirehouse to independent RIA | Apr 3, 2018 | Mar 12, 2018 |
| Steven Schleupner | Advice And Planning Services other | One Day In July LLC independent RIA | Other | Jun 13, 2017 | Mar 18, 2019 (643 d) |
| Hans Frederick Smith | Thornton Investment Management Pllc unclassified | One Day In July LLC independent RIA | Other | Jan 3, 2017 | Jan 6, 2017 |
| William Frank Koster | Allspring Global Investments, LLC other | One Day In July LLC independent RIA | Other | Oct 27, 2005 | Sep 4, 2019 (5060 d) |
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4 moves match.