DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Heritage Financial LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aaron Wayne ClarkeOrigin Investment Advisory LLC independent RIAHeritage Financial LLC independent RIARIA to RIAOct 3, 2022Oct 25, 2022
Jennifer Lynn JonesAllstate Financial Advisors, LLC BD affiliatedHeritage Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2020Oct 13, 2020
David John O'NeillSpire Wealth Management, LLC independent RIAHeritage Financial LLC independent RIARIA to RIAAug 31, 2018Oct 11, 2018 (41 d)
David Kalani MortonAcorn Financial Advisory Services, Inc. otherHeritage Financial LLC independent RIAOtherOct 17, 2016Oct 20, 2016
Elizabeth Lannon ClarkOptifour Integrated Wealth Management, LLC otherHeritage Financial LLC independent RIAOtherApr 14, 2011Oct 20, 2016 (2016 d)
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5 moves match.