DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brass Tax Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle Edward Musleh | LPL Financial LLC BD affiliated | Brass Tax Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2024 | Nov 1, 2023 |
| Edward Scott Campbell | LPL Financial LLC BD affiliated | Brass Tax Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Sep 28, 2023 |
| Alexander Scott Kiritschenko | LPL Financial LLC independent RIA | Brass Tax Wealth Management independent RIA | RIA to RIA | Oct 28, 2022 | Jan 7, 2020 |
| Kiran Bala Sharma | Huntington Financial Advisors BD affiliated | Brass Tax Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2022 | Oct 4, 2022 (34 d) |
| Joseph Samuel Zaidain | Invest Financial Corporation other | Brass Tax Wealth Management independent RIA | Other | Feb 21, 2018 | Dec 8, 2017 |
| Neal Schulte | Invest Financial Corporation other | Brass Tax Wealth Management other | Other | Feb 20, 2018 | Nov 4, 2016 |
| Greg Alan Storen | Invest Financial Corporation other | Brass Tax Wealth Management other | Other | Feb 20, 2018 | Nov 4, 2016 |
| James Brian Biggs | Invest Financial Corporation other | Brass Tax Wealth Management other | Other | Feb 14, 2018 | Nov 4, 2016 |
| Ronnie Lee Jackson | Ameriprise Financial Services, LLC national BD | Brass Tax Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2017 | Jan 25, 2024 (2260 d) |
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9 moves match.