DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tempus Wealth Planning, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brad Cotner | Strategic Advisers LLC national BD | Tempus Wealth Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2026 | Apr 29, 2026 |
| Cayden Norton | Mosley Wealth Management, Inc. independent RIA | Tempus Wealth Planning, LLC independent RIA | RIA to RIA | Dec 14, 2023 | Dec 26, 2023 |
| Gary Thomas Hitzler | Ameriprise Financial Services, LLC national BD | Tempus Wealth Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2022 | Aug 19, 2022 |
| Brent Allen Bell | Origin Investment Advisory LLC independent RIA | Tempus Wealth Planning, LLC independent RIA | RIA to RIA | Jul 22, 2022 | Apr 17, 2023 (269 d) |
| Joseph John Szal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tempus Wealth Planning, LLC independent RIA | Wirehouse to independent RIA | Feb 24, 2022 | Feb 14, 2022 |
| Daniel Louis Carmo | Stifel, Nicolaus & Company, Incorporated national BD | Tempus Wealth Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2021 | May 28, 2021 |
| Jeremy Evan Portnoff | Portnoff Financial LLC unclassified | Tempus Wealth Planning, LLC independent RIA | Other | Jan 1, 2020 | May 13, 2019 |
| Steven Bruce Sturner | Ameriprise Financial Services, LLC national BD | Tempus Wealth Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2016 | Jan 1, 2025 (2975 d) |
| James Barker White | Ameriprise Financial Services, LLC national BD | Tempus Wealth Planning, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 9, 2016 | Nov 7, 2016 |
| Stephen Michael Gilbreth | Ameriprise Financial Services, LLC national BD | Tempus Wealth Planning, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2016 | Nov 7, 2016 |
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10 moves match.