DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Goodman Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bernard John Lynch | Arcadia Wealth Management, LLC independent RIA | Goodman Advisory Group, LLC independent RIA | RIA to RIA | Apr 7, 2025 | Sep 9, 2025 (155 d) |
| Alan Abraham Zwicker | Northwestern Mutual Investment Services,LLC no RAUM | Goodman Advisory Group, LLC independent RIA | Other | Jan 6, 2025 | Sep 9, 2025 (246 d) |
| David Luke Barlow | Ferris Capital, LLC independent RIA | Goodman Advisory Group, LLC independent RIA | RIA to RIA | Jan 23, 2019 | Oct 31, 2019 (281 d) |
| Steven Martin Goodman | LPL Financial LLC other | Goodman Advisory Group, LLC no RAUM | Other | Apr 24, 2017 | Jan 3, 2017 |
| Timothy Robert Couture | Washington Trust Advisors other | Goodman Advisory Group, LLC no RAUM | Other | Feb 14, 2017 | Feb 22, 2017 |
| Joseph Paul Rofino | Morgan Stanley wirehouse | Goodman Advisory Group, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 6, 2016 | Jan 3, 2017 (272 d) |
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6 moves match.