DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fiduciary Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cassidy MurphyWealth Enhancement Advisory Services, LLC BD affiliatedFiduciary Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2026Jun 10, 2026
Gavin Aldecoa GamboaRw Investment Management LLC independent RIAFiduciary Financial Group, LLC independent RIARIA to RIAMar 10, 2025Mar 19, 2025
Thomas Whitney VogelheimEfs Associates unclassifiedFiduciary Financial Group, LLC independent RIAOtherJan 5, 2024Jun 27, 2022
Jacqueline Halo RoweMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFiduciary Financial Group, LLC independent RIAWirehouse to independent RIAApr 10, 2022Nov 6, 2024 (941 d)
Christopher Joseph MooreRw Investment Management LLC independent RIAFiduciary Financial Group, LLC independent RIARIA to RIASep 29, 2020Apr 5, 2021 (188 d)
Alexander Jordan BoeriBrighton Jones LLC independent RIAFiduciary Financial Group, LLC independent RIARIA to RIAJan 16, 2020Mar 16, 2020 (60 d)
Richard Lloyd DaveyMarin Wealth Advisors LLC independent RIAFiduciary Financial Group, LLC independent RIARIA to RIADec 7, 2016Mar 21, 2018 (469 d)
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7 moves match.