DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Strategic Wealth Advisors Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Ramirez | MML Investors Services, LLC BD affiliated | Strategic Wealth Advisors Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2025 | Jun 26, 2025 (52 d) |
| Hunter Lynn Mateer | MML Investors Services, LLC BD affiliated | Strategic Wealth Advisors Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2025 | Feb 18, 2025 |
| Charles Bryon Eastes | United Advisors America independent RIA | Strategic Wealth Advisors Group, Inc. independent RIA | RIA to RIA | Sep 24, 2024 | Dec 4, 2024 (71 d) |
| Emily Nitsa Pehlis | MML Investors Services, LLC BD affiliated | Strategic Wealth Advisors Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2024 | Aug 15, 2024 |
| Jacob Cueny | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Strategic Wealth Advisors Group, Inc. independent RIA | Wirehouse to independent RIA | Sep 7, 2023 | Feb 5, 2024 (151 d) |
| Charles Brian Roehrer | Vitale Wealth Management state registered | Strategic Wealth Advisors Group, Inc. independent RIA | Other | Feb 21, 2023 | Mar 10, 2023 |
| David Jeffery Heim | United Advisors America independent RIA | Strategic Wealth Advisors Group, Inc. independent RIA | RIA to RIA | Nov 29, 2017 | Feb 13, 2018 (76 d) |
| Jeffrey Martin Winter | Gradient Advisors, LLC other | Strategic Wealth Advisors Group, Inc. independent RIA | Other | Jan 4, 2017 | Jan 9, 2017 |
| Timothy Scott Sullivan | Gradient Advisors, LLC other | Strategic Wealth Advisors Group, Inc. independent RIA | Other | Dec 31, 2016 | Jan 3, 2017 |
Page 1 of 1
9 moves match.