DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vista Investment Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Todd Dennis Lang | Raymond James & Associates, Inc. national BD | Vista Investment Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2021 | Nov 22, 2022 (389 d) |
| Janelle Marie Skelton | Hilltop Securities Inc. BD affiliated | Vista Investment Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Jul 21, 2021 |
| Alyosha Richard Mertens | Hilltop Securities Inc. BD affiliated | Vista Investment Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Jul 21, 2021 |
| Samuel Clifford Munhollon | Hilltop Securities Inc. BD affiliated | Vista Investment Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Jul 16, 2021 |
| Steven Lawrence Hawes | Raymond James & Associates, Inc. national BD | Vista Investment Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2020 | Jul 17, 2020 |
| Matthew Alan Golliher | U.S. Bancorp Investments, Inc. BD affiliated | Vista Investment Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2020 | Apr 30, 2020 (34 d) |
| Peter Kuhns Bartel | Raymond James & Associates, Inc. national BD | Vista Investment Partners LLC other | Other | Dec 31, 2017 | Jan 27, 2018 |
| Brett Douglas Guiley | Raymond James & Associates, Inc. national BD | Vista Investment Partners LLC other | Other | Dec 31, 2017 | Feb 2, 2018 (33 d) |
| Ronald Loyd Richardson | Raymond James & Associates, Inc. national BD | Vista Investment Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2016 | Mar 25, 2017 (84 d) |
| Kimberly Ellen Arthur | Raymond James & Associates, Inc. national BD | Vista Investment Partners LLC other | Other | Dec 31, 2016 | Mar 30, 2017 (89 d) |
| Stasia Ashmala Veramallay | J.P. Morgan Securities LLC wirehouse | Vista Investment Partners LLC other | Other | Nov 9, 2016 | Jan 27, 2018 (444 d) |
| Jerry Dale Thurman | Raymond James & Associates, Inc. national BD | Vista Investment Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2011 | Jan 31, 2024 (4650 d) |
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12 moves match.