DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Higgins & Schmidt Wealth Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cassidy Steck | Rockefeller Capital Management BD affiliated | Higgins & Schmidt Wealth Strategies LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2022 | Sep 2, 2022 |
| Steven Grant Higgins | Raymond James Financial Services Advisors, Inc other | Higgins & Schmidt Wealth Strategies LLC independent RIA | Other | May 30, 2017 | Jun 1, 2017 |
| Allison Louise Schmidt | Raymond James Financial Services Advisors, Inc other | Higgins & Schmidt Wealth Strategies LLC independent RIA | Other | May 30, 2017 | May 26, 2017 |
| Molly Jeanne Cooper | Raymond James Financial Services Advisors, Inc other | Higgins & Schmidt Wealth Strategies LLC independent RIA | Other | Dec 22, 2016 | Jan 8, 2025 (2939 d) |
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4 moves match.