DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fsa Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John George ReynoldsTrustee Empowerment & Protection, Inc. institutionalFsa Advisors, Inc. independent RIAOtherDec 11, 2025Jun 2, 2021
Johnathon Andrew LipkaAe Wealth Management, LLC BD affiliatedFsa Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2025Mar 26, 2026 (224 d)
Richard Vernon AubuchonHantz Financial Services, Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIAAug 1, 2025Aug 24, 2025
John Michael ColeIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 20, 2022Sep 1, 2017
Jeffrey David MedvedikIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Jan 9, 2025 (756 d)
Michael Leonard WallaceIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Sep 1, 2017
Mark Anthony VirostickIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
John Lawrence SaugerIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
Nicholas Andrew ShaheenIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Jul 7, 2017
Adam Christopher GrubiusIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
Jeffery Jay BleimIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
Michael Vincent SpicaIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
Richard Dean TrombleyIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Aug 30, 2017
Albert Scott CarlsonIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIADec 15, 2022Oct 9, 2017
Anthony Thomas RecklingAmeriprise Financial Services, LLC national BDFsa Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2021Jan 21, 2022 (80 d)
Ryan Michael PayeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFsa Advisors, Inc. independent RIAWirehouse to independent RIAOct 14, 2021Jul 19, 2023 (643 d)
Brian Washburn SwinneyIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIANov 18, 2019Sep 7, 2017
Jacob Tyler SawyerIndependence Capital Co., Inc. independent RIAFsa Advisors, Inc. independent RIARIA to RIAFeb 22, 2018Sep 1, 2017
Page 1 of 1
18 moves match.