DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wiss Private Client Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David F BoakFidelity Personal And Workplace Advisors BD affiliatedWiss Private Client Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 27, 2022May 31, 2022 (93 d)
Thomas J. BirrittellaHillcrest Wealth Advisors - Ny, LLC independent RIAWiss Private Client Advisors, LLC independent RIARIA to RIADec 31, 2021Jan 4, 2022
Sarah Rolston BurrowsUBS Financial Services Inc. wirehouseWiss Private Client Advisors, LLC independent RIAWirehouse to independent RIAMar 19, 2019Mar 5, 2019
Sharon Marie CirilloRegentatlantic independent RIAWiss Private Client Advisors, LLC independent RIARIA to RIAJan 11, 2019Jan 29, 2019
Stephanie Florence Lise HughesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWiss Private Client Advisors, LLC independent RIAWirehouse to independent RIAJun 2, 2018Jun 26, 2018
Cameron Scott AndreJ.P. Morgan Securities LLC wirehouseWiss Private Client Advisors, LLC independent RIAWirehouse to independent RIAApr 12, 2017Sep 22, 2017 (163 d)
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6 moves match.