DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Adviser Alliance, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Paul Cervone | Summit Wealth Partners, LLC independent RIA | Adviser Alliance, LLC state registered | RIA to a state-registered adviser | Nov 29, 2018 | Feb 23, 2017 |
| Howard Steven Myers | Cetera Advisors LLC BD affiliated | Adviser Alliance, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 17, 2018 | Sep 13, 2018 (58 d) |
| Jerald Michael Kennedy | Summit Wealth Partners, LLC independent RIA | Adviser Alliance, LLC state registered | RIA to a state-registered adviser | Jun 11, 2018 | May 18, 2018 |
| Kevin Lee Arsham | Onpointe Advisory And Financial Services, LLC other | Adviser Alliance, LLC state registered | Other | Dec 1, 2017 | Nov 22, 2017 |
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4 moves match.