DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cfo4life
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Thomas Burke St Claire | Charles Schwab & Co., Inc. national BD | Cfo4life independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2026 | Sep 16, 2026 |
| Victoria Areingdale | Wealth Enhancement Advisory Services, LLC BD affiliated | Cfo4life independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2026 | Sep 10, 2026 |
| Jesse Henley | Ameriprise Financial Services, LLC national BD | Cfo4life independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2023 | Aug 30, 2023 (195 d) |
| Collins Garrett Knight | Stephens BD affiliated | Cfo4life independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2022 | Aug 17, 2022 |
| Jun Bo Shim | Fidelity Personal And Workplace Advisors BD affiliated | Cfo4life independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2021 | Oct 28, 2021 (48 d) |
| Victoria Areingdale | Usaa Investment Services Company BD affiliated | Cfo4life independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2020 | Apr 15, 2020 |
| Melissa Ann Brennan | Vogel Financial Advisors, LLC independent RIA | Cfo4life mixed wealth | RIA to RIA | May 24, 2018 | Jul 19, 2018 (56 d) |
| Laura Dianne Cordell | Vogel Financial Advisors, LLC independent RIA | Cfo4life mixed wealth | RIA to RIA | May 24, 2018 | Jun 6, 2018 |
| Sean Michael Alford | Guidestone Advisors other | Cfo4life other | Other | Feb 7, 2017 | Mar 29, 2017 (50 d) |
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9 moves match.