DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Plan A Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua Gregory Fisher | Wells Fargo Advisors wirehouse | Plan A Wealth, LLC independent RIA | Wirehouse to independent RIA | Nov 22, 2023 | Nov 11, 2023 |
| Jonathan David Mcalister | Apc Financial Planning independent RIA | Plan A Wealth, LLC independent RIA | RIA to RIA | Mar 19, 2021 | Mar 29, 2021 |
| Michael Anthony Hoefler | Securities America Advisors, Inc. BD affiliated | Plan A Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2020 | Jun 16, 2020 |
| Ronald Wallace Anderson | Wells Fargo Advisors wirehouse | Plan A Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 24, 2017 | Mar 22, 2017 |
| Becky Lynn Wiegand | Wells Fargo Advisors wirehouse | Plan A Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 24, 2017 | Apr 24, 2017 |
| Michael Andrew Krause | Wells Fargo Advisors wirehouse | Plan A Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 24, 2017 | Apr 24, 2017 |
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6 moves match.