DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sas Financial Advisors, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Faith Counio | Cerity Partners LLC independent RIA | Sas Financial Advisors, LLC. independent RIA | RIA to RIA | Sep 11, 2022 | May 30, 2023 (261 d) |
| Monique Renee San Miguel Lopez | Forusall institutional | Sas Financial Advisors, LLC. independent RIA | Other | Dec 9, 2019 | Aug 20, 2025 (2081 d) |
| Ira Harold Fateman | Shone Wealth Management independent RIA | Sas Financial Advisors, LLC. independent RIA | RIA to RIA | Jan 16, 2018 | Aug 6, 2025 (2759 d) |
| Syeda Nasira Iqbal | Mercer Global Advisors Inc. other | Sas Financial Advisors, LLC. independent RIA | Other | Sep 27, 2016 | Sep 4, 2025 (3264 d) |
Page 1 of 1
4 moves match.