DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Aria Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Francis McateerRaymond James Financial Services Advisors, Inc BD affiliatedAria Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAOct 10, 2019Oct 15, 2019
Joseph Scott LawrenceConcert Wealth Management independent RIAAria Wealth Management no RAUMRIA to a newly registered adviserMar 29, 2018Jul 27, 2017
Elizabeth Nmn LunaInstitute For Wealth Advisors, Inc. no RAUMAria Wealth Management independent RIAOtherMar 8, 2018Jan 1, 2026 (2856 d)
Russell Paul CarlsonConcert Wealth Management otherAria Wealth Management no RAUMOtherDec 31, 2017Aug 16, 2017
John Patrick BerryConcert Wealth Management otherAria Wealth Management no RAUMOtherDec 31, 2017Sep 22, 2017
Carrie Katherine CarrConcert Wealth Management otherAria Wealth Management mixed wealthOtherDec 31, 2017Nov 22, 2019 (691 d)
Lawrence Frederick PizzellaSowell Management otherAria Wealth Management independent RIAOtherJan 9, 2017Jan 1, 2026 (3279 d)
Erik Allen ScheiSowell Management otherAria Wealth Management no RAUMOtherDec 19, 2016Jul 5, 2017 (198 d)
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8 moves match.