DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthshield LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Alexander Leggett | Wealthshield Partners, LLC independent RIA | Wealthshield LLC no RAUM | Other | Jul 1, 2026 | Mar 19, 2018 |
| Max Andrew Rockwell | Goldman Sachs Wealth Services, L.P. BD affiliated | Wealthshield LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2018 | Jan 18, 2019 (144 d) |
| Nathan Matthew Lenz | Raymond James Financial Services Advisors, Inc other | Wealthshield LLC mixed wealth | Other | Aug 17, 2016 | Jul 31, 2018 (713 d) |
| Joseph Gerard Mcquaid | Guggenheim Investments other | Wealthshield LLC mixed wealth | Other | Oct 15, 2015 | Jul 9, 2018 (998 d) |
Page 1 of 1
4 moves match.