DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Smith Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Jude Semmes Hughs | Consortium Private Wealth LLC independent RIA | Smith Securities LLC state registered | RIA to a state-registered adviser | Dec 9, 2025 | Jan 7, 2026 |
| Jeremy Norman Burri | Veritas Financial Services, LLC state registered | Smith Securities LLC state registered | Other | Sep 17, 2024 | Aug 12, 2024 |
| Christopher Paul Smith | Hancock Whitney Investment Services Inc. other | Smith Securities LLC state registered | Other | Jul 7, 2017 | Aug 23, 2017 (47 d) |
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3 moves match.