DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Guide My Finances

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacqueline Dana AdlerGates Pass Advisors, LLC independent RIAGuide My Finances state registeredRIA to a state-registered adviserJan 14, 2025Feb 5, 2025
Jaclyn Paige MazurWoodbury Financial Services, Inc. BD affiliatedGuide My Finances state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 19, 2024Oct 3, 2017
Jennifer Erdmann LoganWoodbury Financial Services, Inc. BD affiliatedGuide My Finances state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 19, 2024Oct 3, 2017
Amanda WhitneyWoodbury Financial Services, Inc. BD affiliatedGuide My Finances state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 19, 2024Aug 22, 2022
Lily FallahWoodbury Financial Services, Inc. BD affiliatedGuide My Finances state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 19, 2024Jul 11, 2023
Sean Francis BoylanWoodbury Financial Services, Inc. BD affiliatedGuide My Finances state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 19, 2024Jan 12, 2023
Gina CohenWoodbury Financial Services, Inc. BD affiliatedGuide My Finances state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 7, 2023May 14, 2021
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7 moves match.