DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Halite Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Norman Gary Cook | Morgan Stanley wirehouse | Halite Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 27, 2017 | Aug 4, 2017 (38 d) |
| Joshua Ryan Shaffer | Morgan Stanley wirehouse | Halite Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 27, 2017 | Oct 15, 2017 (110 d) |
| Elias James Caleshu | Morgan Stanley wirehouse | Halite Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 27, 2017 | Aug 9, 2017 (43 d) |
| Philip Carl Shaffer | Morgan Stanley wirehouse | Halite Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 27, 2017 | Aug 4, 2017 (38 d) |
| Kevin Joseph Kale | Manning & Napier Advisory Advantage Company, LLC other | Halite Partners, LLC other | Other | Dec 31, 2013 | Mar 26, 2018 (1546 d) |
Page 1 of 1
5 moves match.