DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at High Probability Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
George D MarronHigh Falls Advisors, Inc. independent RIAHigh Probability Advisors, LLC independent RIARIA to RIAJan 2, 2023Apr 20, 2023 (108 d)
Jake Walker CooperManning & Napier Advisors, LLC mixed wealthHigh Probability Advisors, LLC independent RIARIA to RIAFeb 28, 2022May 12, 2022 (73 d)
Nikki Lyn HamblinGlobal Retirement Partners LLC institutionalHigh Probability Advisors, LLC independent RIAOtherAug 30, 2019Sep 25, 2025 (2218 d)
John Edward MannManning & Napier Advisors, LLC mixed wealthHigh Probability Advisors, LLC independent RIARIA to RIAJul 3, 2019Nov 5, 2022 (1221 d)
Maureen J. PilatoHigh Falls Advisors, Inc. independent RIAHigh Probability Advisors, LLC independent RIARIA to RIASep 10, 2018Aug 24, 2021 (1079 d)
Stephen Joseph CarlFederated Securities Corp. no RAUMHigh Probability Advisors, LLC independent RIAOtherJul 22, 2014Aug 26, 2021 (2592 d)
Michael Edward JonesFederated Global Investment Management Corp. otherHigh Probability Advisors, LLC independent RIAOtherMar 14, 2014Sep 4, 2021 (2731 d)
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7 moves match.