DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cory Paul Carling | Morgan Stanley wirehouse | Capital Wealth, LLC independent RIA | Wirehouse to independent RIA | Aug 21, 2026 | Aug 26, 2026 |
| Samuel Alejandro Rios-Lazo | LPL Financial LLC BD affiliated | Capital Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2025 | Aug 6, 2026 (451 d) |
| Elijah J Smith | Fidelity Personal And Workplace Advisors BD affiliated | Capital Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2025 | Mar 12, 2025 (40 d) |
| Chad Brian Austin | Fidelity Personal And Workplace Advisors BD affiliated | Capital Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Mar 12, 2025 (41 d) |
| Brent Casey Thompson | Fidelity Personal And Workplace Advisors BD affiliated | Capital Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2023 | Sep 8, 2023 |
| Elijah J Smith | Fidelity Personal And Workplace Advisors BD affiliated | Capital Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2023 | Feb 3, 2023 |
| Myles Benjaman Overstreet | New Millennium Group independent RIA | Capital Wealth, LLC independent RIA | RIA to RIA | Mar 15, 2021 | Aug 9, 2021 (147 d) |
| Garrett C Wozniak | Fidelity Personal And Workplace Advisors BD affiliated | Capital Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2020 | Feb 10, 2021 (84 d) |
| Michael John Stevens | Townsquare Capital, LLC other | Capital Wealth, LLC independent RIA | Other | Dec 19, 2017 | Dec 21, 2017 |
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9 moves match.