DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tavco Financial Advisory, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Shelburn Mudd | Thrivent Investment Management Inc. BD affiliated | Tavco Financial Advisory, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 3, 2023 | Feb 29, 2024 (149 d) |
| James Thomas Marsh | Kovack Advisors, Inc. BD affiliated | Tavco Financial Advisory, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 9, 2020 | Mar 16, 2020 (67 d) |
| Patrick G Moore | First Heartland Consultants, Inc. BD affiliated | Tavco Financial Advisory, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2018 | Jan 18, 2019 |
| Larry Danny Hudson | W.H. Colson & Associates, Inc. unclassified | Tavco Financial Advisory, Inc state registered | Other | Dec 31, 2017 | Mar 2, 2018 (61 d) |
| James Edward Zidd | W.H. Colson & Associates, Inc. unclassified | Tavco Financial Advisory, Inc state registered | Other | Dec 31, 2017 | Jan 2, 2018 |
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5 moves match.