DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Go Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrea Michelle Whitmire | Kingswood Wealth Advisors, LLC BD affiliated | Go Wealth Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | May 3, 2024 |
| Brenda Stein | Next Financial Group, Inc. BD affiliated | Go Wealth Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | Mar 18, 2024 |
| Collin M Bryce | Seros Wealth Partners independent RIA | Go Wealth Management mixed wealth | RIA to RIA | Mar 12, 2024 | May 3, 2024 (52 d) |
| Christopher Lynn Berry | Avantax Advisory Services BD affiliated | Go Wealth Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | May 30, 2023 |
| Selene Larena Sullivan | Avantax Advisory Services BD affiliated | Go Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2021 | Jan 2, 2026 (1628 d) |
| Mark N. Dougal | Transamerica Financial Advisors, LLC BD affiliated | Go Wealth Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2020 | Nov 30, 2021 (427 d) |
| Anthony Richard Rubino | Roehl & Yi Investment Advisors, LLC independent RIA | Go Wealth Management mixed wealth | RIA to RIA | Jun 29, 2020 | Jun 27, 2020 |
| Donald Lyman Watson | Skyoak Capital, Inc. other | Go Wealth Management mixed wealth | Other | Feb 2, 2018 | Jan 1, 2025 (2525 d) |
| Gwendolyn Sue O'Connell | Centaurus Financial, Inc. other | Go Wealth Management no RAUM | Other | Oct 31, 2017 | Nov 8, 2017 |
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9 moves match.